Securities Litigation and Arbitration
Securities Litigation and Arbitration
We Represent Clients in Securities Arbitration & Litigation Cases. Our firm represents investors in securities-related claims and disputes against brokers, brokerage firms, investment advisers, and other financial professionals. We handle all types of securities fraud and negligence claims, as well as disputes related to your investment or investment account.
SECURITIES ARBITRATION & LITIGATION for HARMED INVESTORS
Investment & Securities Law is Our Specialty
Unsuitable Investments
Lack of Diversification
Excessive Trading
Unauthorized Trading
Breach of Fiduciary Duty
Financial Exploitation
Misrepresentation & Omission
Riera Law Securities Arbitration Blog Articles
Investor is Suing for Investment Losses Allegedly Caused by Carlos Hurtado and Raimundo Dias
Dawson James Securities’ Former Broker, Kennister Daley, Allegedly Engaged in Broker Violations related to non-traded REITs
Investor Alert for GWG Holdings L Bonds
Under the Securities Act of 1933 (Securities Act), any offering and selling of a security needs to be registered with the Securities and Exchange Commission (SEC), unless it qualifies for an exemption. Regulation D (Reg D) provides a number of exemptions from the registration requirements.
Hospitality Investors Trust, Inc. (HIT), formerly known as American Realty Capital Hospitality Trust, Inc., has filed for bankruptcy and reorganization. If you had invested with HIT's REITs you may be entitled to compensation.
Investment Fraud Recovery with Riera Law
Bonds, like all investments, can be used by unscrupulous brokers to commit fraud on investors. learn how to recognize bond fraud and what to do about it.
Ponzi Schemes can cheat you out of your life's savings. Learn how to detect them, avoid them, and what to do if you are the victim of a Ponzi Scheme in Florida
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We want to know your needs exactly so that we can provide the perfect solution. Let us know what you want and we’ll do our best to help.